Holistic Solutions to Personal Wealth Management

Guiding clients to secure financial futures

At Swartz Wealth Management, we provide comprehensive wealth management solutions designed to align your money with your goals. Whether you’re planning for retirement, growing your wealth, or protecting your family’s future, our services are tailored to fit your needs. As an independent Registered Investment Advisor (RIA), we are committed to putting your interests first, providing unbiased guidance, and building strategies designed to grow and protect your wealth.

Our Mission

To empower families, individuals, and business owners with the clarity and confidence to make smarter financial decisions

Our Approach

• Client-First – As a fiduciary, your best interest guides every recommendation we make

• Tailored Strategies – We take the time to understand your unique goals, values, and circumstances, crafting plans that reflect your priorities

• Long-Term Partnership – Financial success is a journey. We walk alongside you, adjusting strategies as your life evolves

• Comprehensive Solutions – From investment management and retirement planning to risk management and tax-efficient strategies, we take a holistic approach

Why Choose Us

• Independent advice, free from the conflicts of big institutions

• Transparent fee structure with no hidden costs

• Access to institutional-level investment research and tools

• A dedicated advisor with over a decade of experience in investment banking, asset management, trading, and financial operations

Comprehensive. Holistic. Personal. At SWM, we’ll help you define, strategize, and realize your goals. To buying your first (or second) home, funding kids’ education, anticipating retirement needs and life’s other changes. We will design a simple, low cost portfolio that is tailored to your personal situation. Every client is unique and important, so their portfolios should reflect that. Management

Our Services

Financial Planning

A personalized roadmap that brings clarity to your financial life. We work with you to define goals, identify priorities, and create actionable steps to help you stay on track

Investment Management

Disciplined, research-driven investment strategies built to grow and protect your wealth. We focus on risk-adjusted returns, diversification, and long-term results — not speculation or trends

Estate & Legacy Planning

We help you think beyond today, building strategies that ensure your wealth transfers efficiently and according to your wishes

Tax-Efficient Strategies

We incorporate tax-aware investing and planning techniques to help you keep more of what you earn

Insurance Services

Protecting your wealth is as important as growing it. We review insurance needs and risk exposures to ensure your financial plan is safeguarded

Retirement Planning

From 401(k) rollovers to income distribution strategies, we help you plan with confidence so you can enjoy retirement on your terms

  • Founder

    Jake has over a decade of experience in the financial services industry spanning investment banking, asset management, trading, and financial operations/reporting. He began his career at Brown Gibbons Lang advising on mergers and acquisitions before joining Chicago Capital Management where he helped build and oversee a $300 million investment portfolio. Jake then joined a tech startup where he focused on financial planning & analysis and corporate strategy.

    After years of guiding companies through complex financial decisions, Jake shifted his focus to helping families, small businesses, and individuals achieve their financial goals. He is a graduate of DePaul University’s Driehaus School of Business where he earned distinction.

  • Advisor

    Adam brings a wealth of experience in investment management, client service, and financial operations to his role as a Registered Investment Advisor. He has worked closely with ultra-high-net-worth families managing more than $30 billion in combined assets, where he developed a deep appreciation for precision, organization, and adaptability in financial planning.

    After several years in the financial services industry, Adam chose to step away from the corporate world to be a stay-at-home father to his three children. That experience offered him a profound understanding of the evolving needs and dynamics of families—insights that now shape his personal approach to client relationships.

    Today, Adam is proud to continue his professional journey with Swartz Wealth Management, where he helps individuals and families plan for secure, meaningful, and fulfilling retirements. He combines institutional-level expertise with a family-centered perspective, delivering financial guidance that is both disciplined and deeply personal